Regulatory and Disclosure Information

Disclosure & Terms and Conditions

Endowment Wealth Management Inc. (“EWM”) is a registered investment adviser serving clients throughout the United States. EWM and its representatives are in compliance with the current registration filing requirements imposed upon state registered investment advisers by those states in which EWM maintains clients. EWM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. EWM’s web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of EWM’s web site on the Internet should not be construed by any consumer and/or prospective client as EWM’s solicitation to effect, attempt to effect transactions in securities, or render personalized investment advice for compensation, over the Internet. Any subsequent direct communication by EWM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of EWM, please contact the SEC or the state securities law administrators for those states in which EWM maintains a notice filing. A copy of EWM’s current written disclosure statement discussing EWM’s business operations, services, and fees is available from EWM upon written request. EWM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to EWM’s web site or incorporated herein, and takes no responsibility there for. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.


Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by EWM) or product made reference to directly or indirectly by EWM in its website, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.


Certain portions of EWM’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, EWM’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from EWM, or from any other investment professional. EWM is neither an attorney nor accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Correspondingly, each client and prospective client agrees, as a condition precedent to his/her/its access to EWM’s web site, to release and hold harmless EWM, its officers, directors, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from EWM.

Endowment Wealth Management.com’s website and electronic communications (email, newsletters, etc.) contain commentary and links to certain articles only as a convenience. Linked articles have been written by third parties not affiliated with EWM. No information contained in these articles has been endorsed or approved by EWM and  is not responsible for the content. No information accessed through these articles constitutes a recommendation by EWM to buy, sell or hold any security, financial product or instrument discussed therein. Endowment Wealth Management, Inc. does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to EWM’s website or incorporated herein, or provided through electronic email or other communications and takes no responsibility therefore. All such information is provided solely for informational and convenience purposes only and all users thereof should be guided accordingly.

Share and Enjoy